{"id":2442,"date":"2025-12-30T08:00:36","date_gmt":"2025-12-30T08:00:36","guid":{"rendered":"http:\/\/178.63.66.23\/?page_id=2442"},"modified":"2026-02-09T09:46:37","modified_gmt":"2026-02-09T08:46:37","slug":"beratung-von-instituten","status":"publish","type":"page","link":"https:\/\/wedding-cie.de\/en\/beratung-von-instituten\/","title":{"rendered":"Advisory for Institutions"},"content":{"rendered":"
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Advisory for Institutions<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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Advisory for Investment Firms, Financial Services Institutions, and Banks<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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Banks and institutions must satisfy extensive regulatory requirements, whether derived from EU regulations, the KWG, WpIG, and WpHG, or BaFin circulars\u2014particularly the Minimum Requirements for the Compliance Function (MaComp) or the Minimum Requirements for Risk Management (MaRisk).<\/p>

We offer comprehensive advisory services on all matters concerning regulatory topics and support you in the implementation of new measures. We are also at your disposal for questions regarding financial reporting under the HGB and RechKredV.<\/p><\/div><\/div><\/div><\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t

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Support for the Licensing Procedure pursuant to Section 15 WpIG<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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In order for a company to provide investment services and ancillary investment services, it requires a license from the supervisory authorities for its business activities pursuant to Section 15 WpIG. To obtain this, BaFin requests extensive documentation and information, for example, regarding the planned business organization or the projected business volume. We guide you through the application phase, assist in the drafting of organizational policies, and help prepare the multi-year business plan.<\/p><\/div><\/div><\/div><\/div><\/div><\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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Outsourcing: Assumption of Functions<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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We are pleased to support you with our expertise by assuming or assisting with the functions of the Compliance Officer or Internal Audit.<\/p>\n<\/div>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"

Beratung von Instituten Beratung von Wertpapierinstituten, Finanzdienstleistungsinstituten und Banken Banken und Institute haben umfangreiche aufsichtsrechtliche Anforderungen zu erf\u00fcllen, sei es aus EU-Verordnungen, KWG, WpIG und WpHG oder den BaFin-Rundschreiben insbesondere zu den Mindestanforderungen an die Compliance-Funktion (MaComp) oder zu den Mindestanforderungen an das Risikomanagement (MaRisk). Wir beraten Sie gerne umfassend bei allen Fragen rund um […]<\/p>\n","protected":false},"author":8,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-2442","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/pages\/2442","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/users\/8"}],"replies":[{"embeddable":true,"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/comments?post=2442"}],"version-history":[{"count":21,"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/pages\/2442\/revisions"}],"predecessor-version":[{"id":3085,"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/pages\/2442\/revisions\/3085"}],"wp:attachment":[{"href":"https:\/\/wedding-cie.de\/en\/wp-json\/wp\/v2\/media?parent=2442"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}